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| PROFESSIONAL TEAM |
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Water Equity Team
John Dickerson - Chief Executive Officer, Chief Investment Officer, and Portfolio Manager
William S. Brennan - Portfolio Manager and Principal
Paul H. Ang - Director of Equity Operations
Stephan A. Colglazier, CFA, CAIA - Trading Manager
Shirley A. Eckman - Analyst
Nielsen I. Fields, CFA - Analyst
Glen S. Burk - Operations Manager
Water Asset Team
Robert G. Anfuso - Portfolio Manager and Principal
Craig K. Engler - Regional Director and Special Projects Manager
Robertson Brooks - Regional Director
Timothy B. Walsh - Regional Director
Eric B. Vanderhye, CFA - Analyst
Executive Team
R. Steven Maxwell - Director of Special Projects
Matthew J. Dickerson - Chief Marketing Officer
John T. McIntyre II - Chief Financial Officer
Jeff J. Groves, CRCP - Chief Compliance Officer
Robert B. Steiner - Business Development Manager
Brittany M. Mulch - Administrative Assistant
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Jeff J. Groves, CRCP
Chief Compliance Officer
Jeff J. Groves, CRCP, is Chief Compliance Officer of Summit Global Management Inc., a SEC-registered investment adviser. Administration of the compliance program includes developing written procedures, monitoring firm operations, and implementing relevant office procedures. Mr. Groves also consults with broker dealers and investment advisers through ComplianceWorks Inc. on various compliance issues as they relate to SEC and FINRA regulations. He has 19 years of industry experience, including positions as Lead Consultant with ComplianceMAX Financial and as Chief Compliance Officer and Chief Administrative Officer for a dually registered investment adviser (Helix Investment Partners) and a broker dealer (Helix Trading). Mr. Groves has achieved a NASD/Wharton certification as a Certified Regulatory and Compliance Professional (CRCP), and holds Series 24, 4, 7, 55, 63, and 65 designations. He has a BS from California State University, Fullerton, and performed graduate studies at Pepperdine University.
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